No room for industry complacency
Complacency is rife within the financial services industry, though companies are failing to prepare ...
Complacency is rife within the financial services industry, though companies are failing to prepare adequately to ensure compliance with the Financial Services Authority regulations ahead of the 2004 deadline.
Most companies have at least appointed a compliance officer but this doesn't go far enough. Compliance officers face a mammoth task in reviewing and amending business processes and procedures, overhauling systems, educating employees, and remaining compliant from then onwards. However, not
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