Financial Services Authority (FSA)

FSA powers boosted

The Financial Services Bill, which received Royal Assent on 8 April, gives the Financial Services Authority (FSA) new powers and duties, according to law firm Lovells.

Management Clinic: Off the radar?

The FSA has issued another 'Dear CEO' letter to bigger firms on solvency. As it hasn't seen fit to include my firm, presumably it doesn't apply to us, as we must be 'under their radar'?

Interview: Addicted to broking

Retired and living abroad, Kedric Rhodes just can't stay away from the UK broking scene. Liz McMahon finds out what keeps the former managing director of TEn Insurance Services coming back for more

FSA publishes rules on adviser charging

The Financial Services Authority (FSA) has today (26 March) published new rules that aim to "remove commission bias" from the sale of retail investment products and boost consumer confidence.

What the Papers Say - latest edition

Stories analysed this month include: FSA levies and fees; delay in Tory regulatory plans; declining claims service; and the Government's abortive dog insurance plan which has recently been shelved.

Boiler room master list discovered

The Financial Services Authority (FSA) and City of London Police (CoLP) have contacted 1,000 people across the UK to warn them that their personal details are on a 'master list' being used by fraudsters to sell them worthless shares.

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